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James Edward Knee
James Edward Knee (CRD #1852920) is a former registered broker and investment advisor who was last employed with Voya Financial Advisors, Inc. (CRD #2882) of Concord, NH. He was previously employed by...
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Cybersecurity Breach Costs Voya Financial Advisors $1M In Fines
Des Moines-based broker Voya Financial Advisors (VFA) has been fined $1 million in a cybersecurity case that’s the first under the Identity Theft Red Flags Rule. VFA has agreed to pay the fines in...
View ArticleJames Flynn, Former South Carolina-based IFS Securities and Voya Financial...
Silver Law Group is investigating former Greenville, South Carolina-based broker James T. Flynn (CRD# 3082615) after FINRA permanently barred the broker. FINRA Bars James T. Flynn After Numerous...
View ArticleSilver Law Group is Investigating Former Broker James T. Flynn
According to Flynn’s FINRA BrokerCheck report, he was based out of the Greenville, South Carolina branches of IFS Securities and Voya Financial Advisors. After he failed to respond to a FINRA inquiry...
View ArticleSilver Law Group Files Securities Arbitration Claim Against Voya Financial...
Silver Law Group has filed a FINRA arbitration claim against IFS Securities and Voya Financial Advisors, Inc., two firms that employed Greenville, South Carolina-based broker James T. Flynn (CRD#...
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